Compliant Solutions Limited help business owners deal with the challenges of Financial Conduct Authority (FCA) regulations.
From start-ups and helping people obtain their first Financial Conduct Authority licence to exit strategies, Ian and his team can help.
Typically, we work with the owners of Directly Authorised businesses that are looking to stay ahead of the game including:
- Developing a coherent Compliance plan for the business
- Making sense of the Financial Conduct Authority Rule book
- Regulatory reporting – GABRIEL and CONNECT
- Financial Promotions – including Social Media
- Business Development – simple, elegant solutions
- Quality Assurance – helping the business stay on track
- Financial Crime & Money Laundering prevention – are your systems up to scratch?
In short, we provide solutions that are tailor made to meet your needs – freeing up your time to focus on your clients.
More information may be found by visiting our website at www.compliantsolutions.co.uk.